secwatch.observer — SEC 8-K summary
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Issuer:     WINDTREE THERAPEUTICS INC /DE/ (WINT)
CIK:        0000946486
Form:       8-K
Filed at:   2024-07-29T23:59:59+00:00
Accession:  0001437749-24-023668
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 5.03, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Windtree raises ~$1.0M via Series C preferred stock and warrants; exercise price $4.11
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- Private placement of 1,250 Series C Convertible Preferred Shares and warrants for 267,380 common shares.
- Gross proceeds of approximately $1.0 million; expected closing July 29, 2024.
- Warrants exercisable at $4.11 per share, six-month lockout, expire five years after.
- Proceeds for working capital; stockholder approval needed for conversion shares.
- Registration rights agreement to file resale registration statement within 30 days of closing.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/946486/000143774924023668/0001437749-24-023668-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/946486/000143774924023668/wint20240728_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-24-023668

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer