secwatch.observer — SEC 8-K summary ====================================== Issuer: Aqua Metals, Inc. (AQMS) CIK: 0001621832 Form: 8-K Filed at: 2024-09-06T23:59:59+00:00 Accession: 0001437749-24-028644 Event type: regulatory Sentiment: negative Materiality: 0.50 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Aqua Metals receives Nasdaq deficiency notice for audit committee composition after director resignation -------------------------------------------------------------------------------- - Director Edward Smith resigned Aug 21, 2024, leaving audit committee below minimum three independent members required by Nasdaq Rule 5605(c)(2). - Company has cure period until earlier of next annual meeting or Aug 21, 2025; if meeting before Feb 17, 2025, compliance due Feb 17, 2025. - Company intends to appoint a third independent director to regain compliance in a timely manner. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1621832/000143774924028644/0001437749-24-028644-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1621832/000143774924028644/aqms20240906_8k.htm HTML page: https://secwatch.observer/filing/0001437749-24-028644 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer