---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-029169"
form_type: "8-K"
ticker: "WINT"
cik: "0000946486"
company_name: "WINDTREE THERAPEUTICS INC /DE/"
filed_at: "2024-09-13T23:59:59+00:00"
generated_at: "2026-05-31T05:07:18.499341+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Windtree Therapeutics updates equity transactions: sold 949,948 shares for $3.2M, shares outstanding tripled to 1.61M

## Summary
- Sold 949,948 common shares under ELOC for ~$3.2M gross proceeds as of Sep 13, 2024.
- Converted 202.5 Series C Preferred Shares into 68,877 common shares; redeemed 191.5 Preferred Shares for $0.4M.
- Shares outstanding rose from 591,909 (Jun 30) to 1,610,734 (Sep 13).
- Registration statements for private placement and ELOC became effective Sep 3, 2024.

## SEC filing metadata
- accession: 0001437749-24-029169
- form_type: 8-K
- ticker: WINT
- cik: 0000946486
- company_name: WINDTREE THERAPEUTICS INC /DE/
- filed_at: 2024-09-13T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 7.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774924029169/0001437749-24-029169-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/946486/000143774924029169/wint20240910_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-029169
- JSON: https://secwatch.observer/filing/0001437749-24-029169.json
- Plain text: https://secwatch.observer/filing/0001437749-24-029169.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.