secwatch.observer — SEC 8-K summary
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Issuer:     WINDTREE THERAPEUTICS INC /DE/ (WINT)
CIK:        0000946486
Form:       8-K
Filed at:   2024-09-13T23:59:59+00:00
Accession:  0001437749-24-029169
Event type: other_material
Sentiment:  neutral
Materiality: 0.70
Item codes: 7.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Windtree Therapeutics updates equity transactions: sold 949,948 shares for $3.2M, shares outstanding tripled to 1.61M
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- Sold 949,948 common shares under ELOC for ~$3.2M gross proceeds as of Sep 13, 2024.
- Converted 202.5 Series C Preferred Shares into 68,877 common shares; redeemed 191.5 Preferred Shares for $0.4M.
- Shares outstanding rose from 591,909 (Jun 30) to 1,610,734 (Sep 13).
- Registration statements for private placement and ELOC became effective Sep 3, 2024.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/946486/000143774924029169/0001437749-24-029169-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/946486/000143774924029169/wint20240910_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-24-029169

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer