secwatch.observer — SEC 8-K summary ====================================== Issuer: LIQTECH INTERNATIONAL INC (LIQT) CIK: 0001307579 Form: 8-K Filed at: 2024-09-27T23:59:59+00:00 Accession: 0001437749-24-030190 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 LiqTech raises up to $10M via equity and warrant offering; first tranche closed for $1.2M -------------------------------------------------------------------------------- - Issued 3.63M shares, 1.37M pre-funded warrants, and 5M warrants at $2.00 per unit. - First tranche closed Sept 27, 2024: 29,227 shares, 555,302 pre-funded warrants, gross $1.2M. - Second tranche of 3.6M shares and 814,569 pre-funded warrants requires stockholder approval. - Proceeds for working capital and general corporate purposes. - Registration rights agreement requires resale registration statement within 60 days of investor demand. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1307579/000143774924030190/0001437749-24-030190-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1307579/000143774924030190/liqt20240924c_8k.htm HTML page: https://secwatch.observer/filing/0001437749-24-030190 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer