secwatch.observer — SEC 8-K summary ====================================== Issuer: WINDTREE THERAPEUTICS INC /DE/ (WINT) CIK: 0000946486 Form: 8-K Filed at: 2024-10-04T23:59:59+00:00 Accession: 0001437749-24-030737 Event type: other_material Sentiment: negative Materiality: 0.80 Item codes: 8.01 LLM model: deepseek-v4-flash:cloud@v2 Windtree Therapeutics share count more than doubles to 3.68M in three weeks --------------------------------------------------------------------------- - From Sep 14 to Oct 4, sold 790,500 shares via ELOC for $1.7M gross proceeds. - Converted 2,368 Series C Preferred Shares into 1,278,452 common shares. - Redeemed 611 Preferred Shares for $0.8M aggregate redemption price. - Outstanding shares increased from 1,610,734 (Sep 13) to 3,679,686 (Oct 4). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774924030737/0001437749-24-030737-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/946486/000143774924030737/wint20241004_8k.htm HTML page: https://secwatch.observer/filing/0001437749-24-030737 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer