---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-030880"
form_type: "8-K"
ticker: "RMCF"
cik: "0001616262"
company_name: "Rocky Mountain Chocolate Factory, Inc."
filed_at: "2024-10-08T23:59:59+00:00"
generated_at: "2026-05-30T18:01:56.930853+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# RMCF believes it regained Nasdaq minimum equity compliance after $2.1875M stock sale

## Summary
- Sold 1,250,000 common shares for $2,187,500 on Aug. 7, 2024, bringing equity above $10M threshold.
- Previously reported stockholders' equity of $9,018,000 as of May 31, 2024, below Nasdaq's $10M requirement.
- Nasdaq to monitor ongoing compliance; delisting possible if not evidenced at next periodic report.
- Company received deficiency letter on July 19, 2024, and was given until Sept. 2, 2024 to submit a plan.

## SEC filing metadata
- accession: 0001437749-24-030880
- form_type: 8-K
- ticker: RMCF
- cik: 0001616262
- company_name: Rocky Mountain Chocolate Factory, Inc.
- filed_at: 2024-10-08T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1616262/000143774924030880/0001437749-24-030880-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1616262/000143774924030880/rmcfd20241007_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-030880
- JSON: https://secwatch.observer/filing/0001437749-24-030880.json
- Plain text: https://secwatch.observer/filing/0001437749-24-030880.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.