---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-032316"
form_type: "8-K"
ticker: "WINT"
cik: "0000946486"
company_name: "WINDTREE THERAPEUTICS INC /DE/"
filed_at: "2024-10-28T23:59:59+00:00"
generated_at: "2026-05-30T09:55:30.591617+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Windtree files prospectus supplement for up to $27.2M stock issuance to Seven Knots

## Summary
- Registered up to $27,243,504 in common shares for issuance and resale under existing equity line with Seven Knots.
- As of Oct 25, 2024, issued 5,499,273 shares for $7,756,496 gross proceeds under the Purchase Agreement.
- Redeemed 1,499 Series C Preferred Shares for $2.3M using proceeds from equity line sales.
- Obtained stockholder approval at Sept 2024 annual meeting to exceed the Nasdaq Exchange Cap.
- Based on 8,746,128 shares outstanding, no longer subject to Form S-3 one-third float limit until next 10-K.

## SEC filing metadata
- accession: 0001437749-24-032316
- form_type: 8-K
- ticker: WINT
- cik: 0000946486
- company_name: WINDTREE THERAPEUTICS INC /DE/
- filed_at: 2024-10-28T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774924032316/0001437749-24-032316-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/946486/000143774924032316/wint20241028_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-032316
- JSON: https://secwatch.observer/filing/0001437749-24-032316.json
- Plain text: https://secwatch.observer/filing/0001437749-24-032316.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.