secwatch.observer — SEC 8-K summary
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Issuer:     WINDTREE THERAPEUTICS INC /DE/ (WINT)
CIK:        0000946486
Form:       8-K
Filed at:   2024-10-28T23:59:59+00:00
Accession:  0001437749-24-032316
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Windtree files prospectus supplement for up to $27.2M stock issuance to Seven Knots
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- Registered up to $27,243,504 in common shares for issuance and resale under existing equity line with Seven Knots.
- As of Oct 25, 2024, issued 5,499,273 shares for $7,756,496 gross proceeds under the Purchase Agreement.
- Redeemed 1,499 Series C Preferred Shares for $2.3M using proceeds from equity line sales.
- Obtained stockholder approval at Sept 2024 annual meeting to exceed the Nasdaq Exchange Cap.
- Based on 8,746,128 shares outstanding, no longer subject to Form S-3 one-third float limit until next 10-K.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/946486/000143774924032316/0001437749-24-032316-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/946486/000143774924032316/wint20241028_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-24-032316

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer