secwatch.observer — SEC 8-K summary ====================================== Issuer: Aqua Metals, Inc. (AQMS) CIK: 0001621832 Form: 8-K Filed at: 2024-11-01T23:59:59+00:00 Accession: 0001437749-24-032972 Event type: other_material Sentiment: neutral Materiality: 0.75 Item codes: 5.03, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Aqua Metals announces 1-for-20 reverse stock split effective Nov 5, 2024 ------------------------------------------------------------------------ - Stockholders approved reverse split at special meeting Oct 28: 69.9M for, 6.4M against, 0.3M abstain. - Board set ratio at 1-for-20; effective 12:01 AM ET Nov 5, 2024; trading begins split-adjusted same day. - Shares outstanding to drop from ~137.6M to ~6.9M; no fractional shares, cash in lieu paid. - Proportionate ownership unchanged; adjustments made to equity awards and warrants. - Ticker remains AQMS on Nasdaq; reverse split intended to meet listing requirements. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1621832/000143774924032972/0001437749-24-032972-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1621832/000143774924032972/aqms20241030_8k.htm HTML page: https://secwatch.observer/filing/0001437749-24-032972 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer