secwatch.observer — SEC 8-K summary ====================================== Issuer: WINDTREE THERAPEUTICS INC /DE/ (WINT) CIK: 0000946486 Form: 8-K Filed at: 2024-11-27T23:59:59+00:00 Accession: 0001437749-24-036346 Event type: earnings Sentiment: negative Materiality: 0.80 Item codes: 2.02, 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Windtree reports Q3 net loss $3.8M; cash runway only through Jan 2025 --------------------------------------------------------------------- - Operating loss $4.7M flat vs Q3 2023; net loss $3.8M ($4.23/share) vs $4.4M ($15.47/share) a year ago. - Cash $2.3M at Sep 30; subsequent ELOC sales raised $2.4M net; funds only through January 2025. - Positive Phase 2b istaroxime data in early cardiogenic shock: primary SBP AUC endpoint met; safety favorable. - July 2024 private placements raised ~$13.9M aggregate ($4.4M new cash, $9.5M debt conversion); $35M ELOC secured. - Nasdaq non-compliance for late 10-Q resolved after filing on Nov 26; listing compliance restored Nov 27. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774924036346/0001437749-24-036346-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/946486/000143774924036346/wint20240909_8k.htm HTML page: https://secwatch.observer/filing/0001437749-24-036346 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer