---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-036752"
form_type: "8-K"
ticker: "WINT"
cik: "0000946486"
company_name: "WINDTREE THERAPEUTICS INC /DE/"
filed_at: "2024-12-05T23:59:59+00:00"
generated_at: "2026-05-29T07:57:07.458569+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Windtree receives Nasdaq delisting notices for board independence and bid price deficiencies

## Summary
- CEO appointment Jed Latkin (former independent director) on Dec 1, 2024 caused loss of majority independent board and audit committee shortfall.
- Non-compliance with Nasdaq Rules 5605(b)(1) and 5605(c)(2)(A); cure period until Dec 1, 2025 or next annual meeting.
- Bid price deficiency: closing bid below $1.00 for 30 consecutive days; ineligible for 180-day grace due to two reverse stock splits (cumulative >250:1) in prior 2 years.
- Company intends to request a hearing before Nasdaq Hearings Panel to stay delisting; no assurance of regaining compliance.
- Common stock continues trading on Nasdaq under symbol WINT; delisting risk remains if compliance not restored.

## SEC filing metadata
- accession: 0001437749-24-036752
- form_type: 8-K
- ticker: WINT
- cik: 0000946486
- company_name: WINDTREE THERAPEUTICS INC /DE/
- filed_at: 2024-12-05T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774924036752/0001437749-24-036752-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/946486/000143774924036752/wint20241205_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-036752
- JSON: https://secwatch.observer/filing/0001437749-24-036752.json
- Plain text: https://secwatch.observer/filing/0001437749-24-036752.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.