secwatch.observer — SEC 8-K summary
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Issuer:     HENNESSY ADVISORS INC (HNNA)
CIK:        0001145255
Form:       8-K
Filed at:   2024-12-16T23:59:59+00:00
Accession:  0001437749-24-037602
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 4.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hennessy Advisors replaces Marcum with CBIZ as auditor after Marcum declines reelection
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- Marcum LLP notified Hennessy on Dec 10, 2024 it would not stand for reelection as auditor.
- Marcum resigned Dec 11, 2024; Audit Committee approved CBIZ CPAs P.C. as successor for FY2025.
- No disagreements or reportable events occurred during fiscal years 2024 and 2023 or through Dec 11, 2024.
- CBIZ acquired Marcum's attest business on Nov 1, 2024, prompting the transition.
- Marcum's letter agreeing with the company's statements is filed as Exhibit 16.1.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1145255/000143774924037602/0001437749-24-037602-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1145255/000143774924037602/hnna20241216_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-24-037602

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