secwatch.observer — SEC 8-K summary ====================================== Issuer: WINDTREE THERAPEUTICS INC /DE/ (WINT) CIK: 0000946486 Form: 8-K Filed at: 2025-01-27T23:59:59+00:00 Accession: 0001437749-25-001922 Event type: other_material Sentiment: negative Materiality: 0.60 Item codes: 1.01, 8.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Windtree offers to cut Series C conversion price to $0.1608, seeks forbearance on claims until April 2025 -------------------------------------------------------------------------------- - Company offered Series C preferred holders conversion price cut to $0.1608; accept by Jan 31, 2025. - Holders signing conversion notice agree to forbear from claims under purchase agreements and related docs through April 30, 2025. - There is no guarantee that any or all holders will accept the offer; conversion and issuance exempt from SEC registration. - Company previously registered resale of up to 27,668,106 shares issuable upon conversion of Series C and exercise of warrants. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774925001922/0001437749-25-001922-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/946486/000143774925001922/wint20250127_8k.htm HTML page: https://secwatch.observer/filing/0001437749-25-001922 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer