---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-25-002624"
form_type: "8-K"
ticker: "WINT"
cik: "0000946486"
company_name: "WINDTREE THERAPEUTICS INC /DE/"
filed_at: "2025-02-03T23:59:59+00:00"
generated_at: "2026-05-27T04:27:18.462721+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Windtree shareholders approve reverse stock split, reject equity plan increase

## Summary
- Reverse split approved (ratio 1:5 to 1:50, board discretion) with 2,504,535 for, 1,752,258 against.
- Equity plan amendment to increase shares from 41,010 to 1,141,010 failed: 586,282 for, 1,323,734 against, 2,381,134 broker non-votes.
- Special meeting held Feb 3, 2025; record date Dec 20, 2024 with 11,048,828 shares outstanding.
- Management loses ability to grant additional equity incentives under the 2020 Plan after rejection.

## SEC filing metadata
- accession: 0001437749-25-002624
- form_type: 8-K
- ticker: WINT
- cik: 0000946486
- company_name: WINDTREE THERAPEUTICS INC /DE/
- filed_at: 2025-02-03T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774925002624/0001437749-25-002624-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/946486/000143774925002624/wint20250203_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-25-002624
- JSON: https://secwatch.observer/filing/0001437749-25-002624.json
- Plain text: https://secwatch.observer/filing/0001437749-25-002624.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.