secwatch.observer — SEC 8-K summary
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Issuer:     WINDTREE THERAPEUTICS INC /DE/ (WINT)
CIK:        0000946486
Form:       8-K
Filed at:   2025-02-03T23:59:59+00:00
Accession:  0001437749-25-002624
Event type: other_material
Sentiment:  negative
Materiality: 0.60
Item codes: 5.07
LLM model:  deepseek-v4-flash:cloud@v2

Windtree shareholders approve reverse stock split, reject equity plan increase
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- Reverse split approved (ratio 1:5 to 1:50, board discretion) with 2,504,535 for, 1,752,258 against.
- Equity plan amendment to increase shares from 41,010 to 1,141,010 failed: 586,282 for, 1,323,734 against, 2,381,134 broker non-votes.
- Special meeting held Feb 3, 2025; record date Dec 20, 2024 with 11,048,828 shares outstanding.
- Management loses ability to grant additional equity incentives under the 2020 Plan after rejection.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/946486/000143774925002624/0001437749-25-002624-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/946486/000143774925002624/wint20250203_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-25-002624

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