secwatch.observer — SEC 8-K summary
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Issuer:     WINDTREE THERAPEUTICS INC /DE/ (WINT)
CIK:        0000946486
Form:       8-K/A
Filed at:   2025-02-14T23:59:59+00:00
Accession:  0001437749-25-004055
Event type: other_material
Sentiment:  neutral
Materiality: 0.70
Item codes: 1.01, 8.01, 3.02
LLM model:  deepseek-v4-flash:cloud@v2

Windtree converts Series C Preferred to common at $0.1608, issuers 11.8M shares; holders grant forbearance.
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- Approximately 1,895 Series C Preferred shares converted into 11,792,305 common shares at reduced conversion price of $0.1608.
- Holders agreed to forbearance on claims under securities purchase agreements and warrants through April 30, 2025.
- Exercise price of related warrants also reduced to $0.1608 effective January 24, 2025.
- Conversion was effected via a Conversion Notice signed by holders by Jan 31, 2025; exempt from registration under Section 3(a)(9) and 4(a)(2).
- Company had previously registered up to 27,668,106 shares for resale on Form S-3 effective Sep 3, 2024.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/946486/000143774925004055/0001437749-25-004055-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/946486/000143774925004055/wint20250214_8ka.htm
  HTML page:      https://secwatch.observer/filing/0001437749-25-004055

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