Turning Point Brands, Inc. (TPB): auditor change — Turning Point Brands dismisses auditor RSM, appoints KPMG; cites material weakness in ITGC

Turning Point Brands, Inc.

RSM US LLP dismissed as independent auditor; KPMG LLP appointed for FY 2025 effective March 7, 2025.
RSM's reports for 2023-2024 were unqualified except for material weakness in IT general controls (user access, program change).
No accounting disagreements with RSM; only reportable event was the material weakness previously disclosed in 10-K.
Company engaged KPMG citing growth and evolving needs; KPMG had no prior consultations with the company.

item 4.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

Turning Point Brands, Inc. dismissed RSM US LLP as its auditor.

Action: dismissal
Auditor: RSM US LLP
Successor: KPMG LLP

Exact text from the filing

On March 7, 2025, the Committee, together with the Board, jointly made the decision to dismiss RSM US LLP as the Company’s independent registered public accounting firm

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Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

Turning Point Brands, Inc. engaged KPMG LLP as its auditor.

Action: engagement
Auditor: KPMG LLP

Exact text from the filing

On March 7, 2025, the Audit Committee approved the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025, effective immediately

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Turning Point Brands, Inc. filing history →

Source: SEC EDGAR

accession 0001437749-25-007066

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