{"schema_version":"secwatch.filing_event.v1","accession":"0001437749-25-017203","form_type":"8-K","ticker":"HRZN","cik":"0001487428","company_name":"Horizon Technology Finance Corp","filed_at":"2025-05-15T23:59:59+00:00","discovered_at":"2026-05-14T18:02:48.428284+00:00","generated_at":"2026-05-21T04:50:36.401484+00:00","sec_items":["5.02","7.01","9.01"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Horizon Tech Finance CEO and President retire June 5; Michael Balkin named new CEO","bullets":["Founder CEO Robert Pomeroy retires but remains Chairman; President Gerald Michaud retires and resigns from board.","Michael Balkin appointed CEO effective June 5, 2025; was independent director since June 2023.","Pomeroy receives no compensation as Chairman; Balkin will not be paid by the Company (CEO of advisor HTFM).","Changes result from succession planning and Section 15(f) compliance under 1940 Act.","No dispute or disagreement cited; Michaud stays involved through year-end."],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-25-017203","json":"https://secwatch.observer/filing/0001437749-25-017203.json","markdown":"https://secwatch.observer/filing/0001437749-25-017203.md","text":"https://secwatch.observer/filing/0001437749-25-017203.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1487428/000143774925017203/0001437749-25-017203-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1487428/000143774925017203/hrzn20250514c_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-21T04:50:36.401484+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"0812878ae2","claim":"Gerald A. Michaud departed as President at Horizon Technology Finance Corp.","evidence_excerpt":"Gerald A. Michaud will retire as President of the Company","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1487428/000143774925017203/0001437749-25-017203-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"retire"},{"label":"Role","value":"President"}],"fact_type":"executive_change"},{"claim_id":"25c0e272d4","claim":"Michael P. Balkin was elected as Chief Executive Officer at Horizon Technology Finance Corp.","evidence_excerpt":"the Company unanimously elected Michael P. Balkin, an independent director of the Company, as Chief Executive Officer of the Company, effective as of June 5, 2025","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1487428/000143774925017203/0001437749-25-017203-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"elected"},{"label":"Role","value":"Chief Executive Officer"}],"fact_type":"executive_change"},{"claim_id":"4b335b8024","claim":"Gerald A. Michaud departed as director at Horizon Technology Finance Corp.","evidence_excerpt":"on June 5, 2025 immediately following the Annual Meeting, Gerald A. Michaud will resign as a director of the Company","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1487428/000143774925017203/0001437749-25-017203-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"resign"},{"label":"Role","value":"director"}],"fact_type":"executive_change"},{"claim_id":"9d7cebca2c","claim":"Robert D. Pomeroy, Jr. changed role as Chief Executive Officer at Horizon Technology Finance Corp.","evidence_excerpt":"Robert D. Pomeroy, Jr. will retire as Chief Executive Officer of the Company","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1487428/000143774925017203/0001437749-25-017203-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"retire"},{"label":"Role","value":"Chief Executive Officer"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}