secwatch.observer — SEC 8-K summary
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Issuer:     Horizon Technology Finance Corp (HRZN)
CIK:        0001487428
Form:       8-K
Filed at:   2025-05-15T23:59:59+00:00
Accession:  0001437749-25-017203
Event type: leadership
Sentiment:  neutral
Materiality: 0.60
Item codes: 5.02, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Horizon Tech Finance CEO and President retire June 5; Michael Balkin named new CEO
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- Founder CEO Robert Pomeroy retires but remains Chairman; President Gerald Michaud retires and resigns from board.
- Michael Balkin appointed CEO effective June 5, 2025; was independent director since June 2023.
- Pomeroy receives no compensation as Chairman; Balkin will not be paid by the Company (CEO of advisor HTFM).
- Changes result from succession planning and Section 15(f) compliance under 1940 Act.
- No dispute or disagreement cited; Michaud stays involved through year-end.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1487428/000143774925017203/0001437749-25-017203-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1487428/000143774925017203/hrzn20250514c_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-25-017203

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