secwatch.observer — SEC 8-K summary ====================================== Issuer: Horizon Technology Finance Corp (HRZN) CIK: 0001487428 Form: 8-K Filed at: 2025-06-05T23:59:59+00:00 Accession: 0001437749-25-019567 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Stockholders elect four directors and ratify RSM US LLP as auditor at 2025 annual meeting -------------------------------------------------------------------------------- - Elected Jonathan J. Goodman, Robert D. Pomeroy Jr., Joseph J. Savage (Class III, 2028 term) and Kimberley A. O'Connor (Class I, 2026 term). - Class III directors received 8.8M-9.7M votes for; Class I director O'Connor got 10.1M for, 1.5M withheld. - Ratified RSM US LLP as independent auditor for FY2025 with 24.4M for, 0.9M against, 0.5M abstain. - Broker non-votes on director elections totaled 14,188,186; no broker non-votes on auditor ratification. - Record date shares eligible to vote: 40,331,962. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1487428/000143774925019567/0001437749-25-019567-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1487428/000143774925019567/hrzn20250604_8k.htm HTML page: https://secwatch.observer/filing/0001437749-25-019567 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer