secwatch.observer — SEC 8-K summary ====================================== Issuer: AYTU BIOPHARMA, INC (AYTU) CIK: 0001385818 Form: 8-K Filed at: 2025-06-06T23:59:59+00:00 Accession: 0001437749-25-019719 Event type: other_material Sentiment: neutral Materiality: 0.80 Item codes: 1.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud Aytu BioPharma prices $14.4M upsized public offering of common stock and prefunded warrants -------------------------------------------------------------------------------- - Priced upsized public offering of 9,600,000 shares of common stock (or prefunded warrants) at $1.50 per share. - Granted underwriters 30-day option to purchase up to additional 1,440,000 shares of common stock. - Net proceeds of approximately $12.9M (or $14.9M if option exercised) to be used for general corporate purposes and to exclusively commercialize EXXUA (gepirone) for major depressive disorder. - Offering expected to close June 9, 2025; Lake Street Capital Markets acting as sole book runner. - Maxim Group LLC acting as lead manager and Ascendiant Capital Markets as financial advisor. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1385818/000143774925019719/0001437749-25-019719-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1385818/000143774925019719/aytu20250605_8k.htm HTML page: https://secwatch.observer/filing/0001437749-25-019719 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer