secwatch.observer — SEC 8-K summary ====================================== Issuer: WINDTREE THERAPEUTICS INC /DE/ (WINT) CIK: 0000946486 Form: 8-K Filed at: 2025-07-03T23:59:59+00:00 Accession: 0001437749-25-022112 Event type: debt Sentiment: neutral Materiality: 0.40 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Windtree raises $253,333 via convertible notes and warrants to fund operations ------------------------------------------------------------------------------ - Issued convertible notes with 14% annual interest and 12-month maturity; conversion price $0.587/share. - Warrants issued for 25% of purchase price at exercise price $1.10/share; total gross proceeds $253,333. - Proceeds to be used for operational expenses, including a loan to Titan Environmental Services, Inc. - Notes and warrants sold in unregistered transactions under Section 4(a)(2) and Rule 506(b). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774925022112/0001437749-25-022112-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/946486/000143774925022112/wint20250702_8k.htm HTML page: https://secwatch.observer/filing/0001437749-25-022112 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer