---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-25-023319"
form_type: "8-K"
ticker: "RMCF"
cik: "0001616262"
company_name: "Rocky Mountain Chocolate Factory, Inc."
filed_at: "2025-07-23T23:59:59+00:00"
generated_at: "2026-05-18T03:27:39.461717+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Rocky Mountain Chocolate Factory transfers to Nasdaq Capital Market after equity deficiency

## Summary
- Nasdaq approved voluntary transfer from Global Market to Capital Market, effective July 24, 2025.
- Company was notified Jan 21, 2025 of non-compliance with $10M minimum stockholders' equity requirement.
- Common stock continues trading under symbol RMCF on the Nasdaq Capital Market.
- Transfer follows continued listing deficiency with no material change in trading mechanics.

## SEC filing metadata
- accession: 0001437749-25-023319
- form_type: 8-K
- ticker: RMCF
- cik: 0001616262
- company_name: Rocky Mountain Chocolate Factory, Inc.
- filed_at: 2025-07-23T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1616262/000143774925023319/0001437749-25-023319-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1616262/000143774925023319/rmcfd20250723_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-25-023319
- JSON: https://secwatch.observer/filing/0001437749-25-023319.json
- Plain text: https://secwatch.observer/filing/0001437749-25-023319.txt

## Key facts
- Listing & Compliance Notices
  Rocky Mountain Chocolate Factory, Inc. received a nasdaq noncompliance notice notice regarding stockholders equity (rules 5450(b)(1)(A)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: stockholders equity
  - Rules: 5450(b)(1)(A)
  source text: January 21, 2025, Rocky Mountain Chocolate Factory, Inc. (the “Company”) was notified by the Nasdaq Stock Market LLC (“Nasdaq”) that the Company was not in compliance with the minimum stockholders’ equity requirement for continued listing on The Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(1)(A) (the “Rule”). The Rule requires companies listed on The Nasdaq Global Market to maintain stockholders’ equity of at least $10,000,000. On July 22, 2025, Nasdaq notified the Company that it had approved the Company’s voluntary application to transfer its listing from The Nasdaq Global Market t
  evidence_url: https://www.sec.gov/Archives/edgar/data/1616262/000143774925023319/0001437749-25-023319-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.