secwatch.observer — SEC 8-K summary ====================================== Issuer: HENNESSY ADVISORS INC (HNNA) CIK: 0001145255 Form: 8-K Filed at: 2025-08-06T23:59:59+00:00 Accession: 0001437749-25-025080 Event type: earnings Sentiment: positive Materiality: 0.65 Item codes: 2.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Hennessy Advisors Q3 revenue $8.1M (+4%), net income $2.1M (+5%), declares $0.1375 dividend -------------------------------------------------------------------------------- - Revenue $8.1M (+4% YoY), net income $2.1M (+5%), diluted EPS $0.26 (unchanged). - Average AUM $4.1B (+5%), total AUM $4.3B (+6%). - Cash net of debt $30M (+38%); quarterly dividend $0.1375/share, payable Sep 4 to holders of record Aug 20. - Plans to assume management of STF Tactical Growth & Income ETF and STF Tactical Growth ETF. - CEO cites resilient labor market, moderating inflation, and corporate investment as positive signals. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1145255/000143774925025080/0001437749-25-025080-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1145255/000143774925025080/hnna20250805_8k.htm HTML page: https://secwatch.observer/filing/0001437749-25-025080 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer