secwatch.observer — SEC 8-K summary
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Issuer:     Horizon Technology Finance Corp (HRZN)
CIK:        0001487428
Form:       8-K
Filed at:   2025-09-05T23:59:59+00:00
Accession:  0001437749-25-028475
Event type: debt
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 2.03, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Horizon Tech Finance issues $40M 5.50% convertible notes due 2030 at 91.5% of par
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- Issued $40M aggregate principal of 5.50% Convertible Notes due September 4, 2030.
- Notes sold at 91.5% of par; net proceeds approximately $36.6M before expenses.
- Interest payable monthly in arrears; conversion price is greater of 5-day VWAP or most recent NAV per share.
- Company may redeem notes at 100% of principal plus accrued interest at any time on or after March 4, 2025.
- Proceeds to be used for general corporate purposes, including potential debt repayment.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1487428/000143774925028475/0001437749-25-028475-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1487428/000143774925028475/hrzn20250903_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-25-028475

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