secwatch.observer — SEC 8-K summary ====================================== Issuer: Aqua Metals, Inc. (AQMS) CIK: 0001621832 Form: 8-K Filed at: 2025-09-08T23:59:59+00:00 Accession: 0001437749-25-028526 Event type: regulatory Sentiment: positive Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Aqua Metals regains Nasdaq minimum bid compliance after reverse split and hearing -------------------------------------------------------------------------------- - Nasdaq confirmed Sept 4, 2025 that AQMS regained compliance with Listing Rule 5550(a)(2) after 1-for-10 reverse stock split on Aug 4, 2025. - Company had fallen below $1.00 closing bid price for 30 consecutive days; previous reverse split made it ineligible for grace period. - Nasdaq Hearing Panel heard appeal on Aug 19, 2025; mandatory panel monitor in place until Sept 4, 2026. - If noncompliant again during monitoring, no grace period available; delisting determination could follow unless appeal is requested. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1621832/000143774925028526/0001437749-25-028526-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1621832/000143774925028526/aqms20250906_8k.htm HTML page: https://secwatch.observer/filing/0001437749-25-028526 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer