secwatch.observer — SEC 8-K summary ====================================== Issuer: Aqua Metals, Inc. (AQMS) CIK: 0001621832 Form: 8-K Filed at: 2025-10-16T23:59:59+00:00 Accession: 0001437749-25-031102 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Aqua Metals raises $13M via registered direct offering and private placement warrants -------------------------------------------------------------------------------- - Gross proceeds $13M from sale of 1,133,794 shares/pre-funded warrants at $11.34 per share. - Concurrent private placement of 5-year warrants for up to 1,133,794 shares at $11.34 exercise price. - Closing expected October 16, 2025; net proceeds for working capital and general corporate purposes. - The Benchmark Company acted as sole placement agent with 7% cash fee plus expense reimbursement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1621832/000143774925031102/0001437749-25-031102-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1621832/000143774925031102/aqms20251015_8k.htm HTML page: https://secwatch.observer/filing/0001437749-25-031102 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer