secwatch.observer — SEC 8-K summary ====================================== Issuer: TALPHERA, INC. (TLPH) CIK: 0001427925 Form: 8-K Filed at: 2025-10-22T23:59:59+00:00 Accession: 0001437749-25-031468 Event type: other_material Sentiment: positive Materiality: 0.60 Item codes: 3.02, 8.01 LLM model: deepseek-v4-flash:cloud@v2 Talphera raises ~$1.6M in final private placement tranches; regains Nasdaq compliance -------------------------------------------------------------------------------- - Issued 1,023,890 shares at $0.586/share and pre-funded warrants for 1,706,484 shares at $0.585/warrant. - Pre-funded warrants exercisable at $0.001/share with unlimited term; gross proceeds ~$1.6M. - Nasdaq notified Talphera on Oct 20, 2025 that it regained bid price compliance (closing bid ≥$1.00 for 10 consecutive days ending Oct 17, 2025). - Second and third closings of private placement occurred after certain purchasers waived conditions on Oct 21, 2025. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1427925/000143774925031468/0001437749-25-031468-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1427925/000143774925031468/acrx20251021_8k.htm HTML page: https://secwatch.observer/filing/0001437749-25-031468 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer