---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-25-031678"
form_type: "8-K"
ticker: "GNPX"
cik: "0001595248"
company_name: "Genprex, Inc."
filed_at: "2025-10-24T23:59:59+00:00"
generated_at: "2026-05-17T02:20:06.753726+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Genprex announces $2.7M registered direct offering plus warrants for up to $5.4M; Nasdaq compliance risk remains

## Summary
- Issued 243,622 shares at $11.21/sh for ~$2.7M gross proceeds; net ~$2.3M after fees.
- Concurrent private placement of warrants to purchase up to 487,244 shares at $11.00/sh, exercisable for 24 months.
- Company still at risk of Nasdaq delisting; reverse stock split (1:50) implemented Oct 21, 2025; exception expires Oct 31, 2025.
- Proceeds to be used for working capital and general corporate purposes.
- H.C. Wainwright acting as placement agent; fees 7% cash plus warrants.

## SEC filing metadata
- accession: 0001437749-25-031678
- form_type: 8-K
- ticker: GNPX
- cik: 0001595248
- company_name: Genprex, Inc.
- filed_at: 2025-10-24T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1595248/000143774925031678/0001437749-25-031678-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1595248/000143774925031678/gnpx20251021_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-25-031678
- JSON: https://secwatch.observer/filing/0001437749-25-031678.json
- Plain text: https://secwatch.observer/filing/0001437749-25-031678.txt

## Key facts
- Equity Issuances
  Genprex, Inc. issued up to an aggregate of 487,244 shares of Common Stock of warrant to certain investors named in the Purchase Agreement.
  - Security: warrant
  - Shares: up to an aggregate of 487,244 shares of Common Stock
  - Purchaser: certain investors named in the Purchase Agreement
  source text: the Company agreed to issue to the Purchasers warrants (the “Private Warrants”) exercisable for up to an aggregate of 487,244 shares of Common Stock (the “Private Warrant Shares”)
  evidence_url: https://www.sec.gov/Archives/edgar/data/1595248/000143774925031678/0001437749-25-031678-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.