{"schema_version":"secwatch.filing_event.v1","accession":"0001437749-25-036665","form_type":"8-K","ticker":"WINT","cik":"0000946486","company_name":"WINDTREE THERAPEUTICS INC /DE/","filed_at":"2025-12-02T23:59:59+00:00","discovered_at":"2026-05-14T18:02:42.693643+00:00","generated_at":"2026-05-16T15:49:38.904442+00:00","sec_items":["2.03","3.02","3.01","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Windtree issues $857K convertible note due 2026 to fund CommLoan acquisition advance","bullets":["Issued $857,142.86 in senior convertible notes to an institutional investor; interest 10% per annum, maturity Nov 26, 2026.","Proceeds: $450,000 advanced to CommLoan Inc. towards a planned acquisition; $150,000 retained for general corporate purposes.","Conversion price set at 90% of the lowest sale price over 20 consecutive trading days; beneficial ownership cap 4.99% (increaseable to 9.99%).","Note includes mandatory prepayment triggers: 25% of proceeds from existing stock purchase agreement at 115% premium; full repayment upon $1M+ equity financing.","Company must file resale registration statement within 45 days for shares underlying the note."],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-25-036665","json":"https://secwatch.observer/filing/0001437749-25-036665.json","markdown":"https://secwatch.observer/filing/0001437749-25-036665.md","text":"https://secwatch.observer/filing/0001437749-25-036665.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/946486/000143774925036665/0001437749-25-036665-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/946486/000143774925036665/wint20251202_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T15:49:38.904442+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"f01072061cf51fed5461490f96bca44154eea147","claim":"WINDTREE THERAPEUTICS INC /DE/ incurred convertible notes of $857,142.86 with an institutional investor at 10% per annum maturing November 26, 2026.","evidence_excerpt":"issued to an institutional investor (the “Holder”) an aggregate principal amount of $857,142.86 in senior convertible promissory notes due 2026 (the “2026 Notes”).","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/946486/000143774925036665/0001437749-25-036665-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Principal","value":"$857,142.86"},{"label":"Counterparty","value":"an institutional investor"},{"label":"Rate","value":"10% per annum"},{"label":"Maturity","value":"November 26, 2026"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}