secwatch.observer — SEC 8-K summary ====================================== Issuer: HENNESSY ADVISORS INC (HNNA) CIK: 0001145255 Form: 8-K Filed at: 2026-02-09T23:59:59+00:00 Accession: 0001437749-26-003520 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Hennessy Advisors holds annual meeting; all director nominees elected, say-on-pay approved -------------------------------------------------------------------------------- - All eight director nominees elected with >4.2M votes each; broker non-votes ~1.68M. - Advisory say-on-pay passed: 4.12M for, 214,703 against, 34,590 abstain. - Shareholders recommended 3-year frequency for future advisory votes (2.85M votes). - Ratification of CBIZ CPAs as auditor approved: 5.92M for, 75,761 against, 63,199 abstain. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1145255/000143774926003520/0001437749-26-003520-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1145255/000143774926003520/hnna20260206_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-003520 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer