---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-008265"
form_type: "8-K"
ticker: "HRZN"
cik: "0001487428"
company_name: "Horizon Technology Finance Corp"
filed_at: "2026-03-13T23:59:59+00:00"
generated_at: "2026-05-15T12:30:01.342879+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Stockholders approve share issuance for merger; director elected contingent on closing

## Summary
- At special meeting March 13, 2026, stockholders approved issuance of common stock per Merger Agreement.
- Vote: 19,318,369 For, 3,776,878 Against, 1,755,735 Abstain (46,316,648 shares eligible).
- Thomas J. Allison elected Class I director with 20,996,897 For, 3,854,085 Withheld; contingent on Merger closing.
- Merger detailed in proxy statement/prospectus filed January 20, 2026; completion subject to other conditions.

## SEC filing metadata
- accession: 0001437749-26-008265
- form_type: 8-K
- ticker: HRZN
- cik: 0001487428
- company_name: Horizon Technology Finance Corp
- filed_at: 2026-03-13T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1487428/000143774926008265/0001437749-26-008265-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1487428/000143774926008265/hrzn20260313_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-008265
- JSON: https://secwatch.observer/filing/0001437749-26-008265.json
- Plain text: https://secwatch.observer/filing/0001437749-26-008265.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.