---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-011061"
form_type: "8-K"
ticker: null
cik: "0001883984"
company_name: "Alternus Clean Energy, Inc."
filed_at: "2026-04-02T23:59:59+00:00"
generated_at: "2026-05-15T07:52:53.838435+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Alternus raises $1M via Series D preferred, converts $8.27M debt into preferred shares

## Summary
- Gross proceeds of $1M from sale of 2,150 Series D shares at $1,000/share to accredited investor.
- Issued 7,583 Series D shares and 684 Series E shares to cancel $7.583M and $684k promissory notes.
- Series D conversion price $0.10, convertible after 1 year; anti-dilution adjustment for lower-price issuances within 12 months.
- Purchaser granted put option to sell up to 1,150 Series D shares back at $1,000 each after $8M equity raise.
- Series E has immediate conversion, 4.99% beneficial ownership cap, and piggyback registration rights.

## SEC filing metadata
- accession: 0001437749-26-011061
- form_type: 8-K
- cik: 0001883984
- company_name: Alternus Clean Energy, Inc.
- filed_at: 2026-04-02T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/0001437749-26-011061-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/alce20260401_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-011061
- JSON: https://secwatch.observer/filing/0001437749-26-011061.json
- Plain text: https://secwatch.observer/filing/0001437749-26-011061.txt

## Source-grounded claims
- claim_id: 5daa66f4ab0cbef4e589b713ecede042630e9017
  claim: Alternus Clean Energy, Inc.: Filed certificates of designation establishing Series D and Series E Convertible Preferred Stock, describing rights and preferences (effective 2026-03-27).
  evidence_excerpt: Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. Series D Convertible Preferred Stock On March 27, 2026, the board of directors (the “Board”) of the Company declared the formation of an aggregate of up to 20,000 shares of Series D Convertible Preferred Stock, par value $0.0001 per share (“Series D”). The Company has filed a certificate of designation (the “Certificate of Designation”) with the Secretary of State of the State of Delaware therein establishing the Series D Convertible Preferred Stock and describing the rights, obligations and privileges of the Series D.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/0001437749-26-011061-index.htm
- claim_id: 0b053ed47141c25a0ca8593b4ad50a40458221d3
  claim: Alternus Clean Energy, Inc. entered into Subscription Agreement with a certain third party accredited investor valued at $1,000,000 (effective 2026-03-27).
  evidence_excerpt: On March 27, 2026, Alternus Clean Energy, Inc., a Delaware corporation (the “Company”) entered into a subscription agreement (the “Subscription Agreement”) with a certain third party accredited investor (the “Purchaser”) pursuant to which the Company sold in a private placement (the “Offering”) an aggregate of 2,150 shares of the Company’s Series D Convertible Preferred Stock, convertible into the Company’s common stock, par value $0.0001 per share (the “Shares”) to the Purchaser.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/0001437749-26-011061-index.htm
- claim_id: 699ce244c9d488b925b352700a07c768e25d8972
  claim: Alternus Clean Energy, Inc. entered into Put Option Agreement with the Purchaser (effective 2026-03-27).
  evidence_excerpt: Simultaneously with the Subscription Agreement, The Company also entered into a Put Option Agreement with the Purchaser, pursuant to which the Purchaser has the right, for a period of one year after the Company raises a minimum of $8 million through an equity capital raise, to require the Company to repurchase up to a maximum of 1,150 Series D shares at a price of $1,000 per Series D share repurchased.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1883984/000143774926011061/0001437749-26-011061-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.