secwatch.observer — SEC 8-K summary ====================================== Issuer: AYTU BIOPHARMA, INC (AYTU) CIK: 0001385818 Form: 8-K Filed at: 2026-04-02T23:59:59+00:00 Accession: 0001437749-26-011116 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 2.02, 3.02, 3.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Aytu BioPharma amends warrants to enable equity classification; expects liability reduction -------------------------------------------------------------------------------- - Amended warrants from 2023 and 2025 offerings to clarify stockholder vote cannot change beneficial ownership blockers. - Prior classification as liabilities required recording a liability of $18.1M (Sep 2025) and $25.2M (Dec 2025). - Expects warrant liability reduction and equity increase by the same amount after amendment. - Issued unregistered in reliance on Section 3(a)(9) exchange and Section 4(a)(2) private placement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1385818/000143774926011116/0001437749-26-011116-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1385818/000143774926011116/aytu20260327_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-011116 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer