secwatch.observer — SEC 8-K summary ====================================== Issuer: Phio Pharmaceuticals Corp. (PHIO) CIK: 0001533040 Form: 8-K Filed at: 2026-04-08T23:59:59+00:00 Accession: 0001437749-26-011761 Event type: other_material Sentiment: neutral Materiality: 0.65 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Phio Pharmaceuticals enters ATM offering agreement with H.C. Wainwright for up to $6.36M -------------------------------------------------------------------------------- - Agreement allows sale of up to $6,360,000 of common stock via H.C. Wainwright as sales agent on an at-the-market basis. - H.C. Wainwright receives a 3.0% commission on gross proceeds; company reimburses up to $75,000 in legal fees. - No obligation to sell any shares; sales are made on Nasdaq Capital Market with T+1 settlement. - Company provides customary indemnification to the sales agent under the agreement. - The offering is registered under the company's existing S-3 shelf registration statement effective July 1, 2024. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1533040/000143774926011761/0001437749-26-011761-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1533040/000143774926011761/phio20260402_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-011761 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer