secwatch.observer — SEC 8-K summary ====================================== Issuer: Horizon Technology Finance Corp (HRZN) CIK: 0001487428 Form: 8-K Filed at: 2026-05-14T20:32:25+00:00 Accession: 0001437749-26-017078 Event type: other Sentiment: neutral Materiality: 0.40 Item codes: 4.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Horizon Tech Finance dismisses RSM, appoints Grant Thornton as auditor ---------------------------------------------------------------------- - Dismissed RSM US LLP on May 13, 2026; RSM was auditor since 2008. - No disagreements or reportable events in FY 2024 or FY 2025 audits. - Audit committee approved Grant Thornton LLP for FY 2026 financials. - No prior consultations with Grant Thornton on accounting principles. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1487428/000143774926017078/0001437749-26-017078-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1487428/000143774926017078/hrzn20260514_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-017078 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer