---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-019435"
form_type: "8-K"
ticker: "LPTH"
cik: "0000889971"
company_name: "LIGHTPATH TECHNOLOGIES INC"
filed_at: "2026-06-03T21:20:51+00:00"
generated_at: "2026-06-03T21:22:11.711554+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# LightPath raises $50M in primary offering at $14/sh; secondary offering of 3.57M shares

## Summary
- Company sold 3,571,400 shares at $14 each, gross proceeds ~$50M; net ~$47M after fees.
- Selling Stockholder sold another 3,571,400 shares in secondary; company gets no proceeds.
- Proceeds to be used for working capital, investments, acquisitions, and general purposes.
- Directors, officers, and Selling Stockholder subject to 60-day lock-up; company restricted from variable-rate transactions for 60 days.
- Offering closed June 3, 2026; Craig-Hallum acted as sole placement agent with 4.5% fee.

## SEC filing metadata
- accession: 0001437749-26-019435
- form_type: 8-K
- ticker: LPTH
- cik: 0000889971
- company_name: LIGHTPATH TECHNOLOGIES INC
- filed_at: 2026-06-03T21:20:51+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/889971/000143774926019435/0001437749-26-019435-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/889971/000143774926019435/lpth20260602_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-019435
- JSON: https://secwatch.observer/filing/0001437749-26-019435.json
- Plain text: https://secwatch.observer/filing/0001437749-26-019435.txt

## Key facts
- Material Agreements
  LIGHTPATH TECHNOLOGIES INC entered into Securities Purchase Agreement with North Run Strategic Opportunities Fund I, LP valued at approximately $50.0 million (effective 2026-06-01).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: North Run Strategic Opportunities Fund I, LP
  - Value: approximately $50.0 million
  - Effective: 2026-06-01
  source text: On June 1, 2026, LightPath Technologies, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Securities Purchase Agreement”) with North Run Strategic Opportunities Fund I, LP (the “Selling Stockholder”) and certain institutional investors for the purchase and sale of an aggregate of 7,142,800 shares of the Company’s Class A Common Stock
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000143774926019435/0001437749-26-019435-index.htm
- Material Agreements
  LIGHTPATH TECHNOLOGIES INC entered into Placement Agent Agreement with Craig-Hallum Capital Group LLC (effective 2026-06-01).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Craig-Hallum Capital Group LLC
  - Effective: 2026-06-01
  source text: The Company also entered into a placement agency agreement (the “Placement Agent Agreement”) with the Selling Stockholder and Craig-Hallum Capital Group LLC, as the sole placement agent (the “Placement Agent”), dated June 1, 2026
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000143774926019435/0001437749-26-019435-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.