---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-019983"
form_type: "8-K"
ticker: "LIQT"
cik: "0001307579"
company_name: "LIQTECH INTERNATIONAL INC"
filed_at: "2026-06-09T20:02:26+00:00"
generated_at: "2026-06-09T20:03:20.340014+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# LiqTech closes $20M public offering of 20M shares at $1.00; proceeds to retire $4.1M debt

## Summary
- Offered 20,000,000 shares at $1.00/share; underwriter has 45-day option for 3,000,000 additional shares.
- Net proceeds of ~$18M after expenses; used to repay $4.1M of senior notes and for working capital.
- Issued 3,000,000 shares to note holders to cancel $3.0M of senior promissory notes in concurrent private placement.
- Underwriter warrants issued for 4% of shares sold, exercisable at $1.25/share for three years.
- Debt cancellation eliminates all senior promissory notes and 9.09% OID notes.

## SEC filing metadata
- accession: 0001437749-26-019983
- form_type: 8-K
- ticker: LIQT
- cik: 0001307579
- company_name: LIQTECH INTERNATIONAL INC
- filed_at: 2026-06-09T20:02:26+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1307579/000143774926019983/0001437749-26-019983-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1307579/000143774926019983/liqt20260609_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-019983
- JSON: https://secwatch.observer/filing/0001437749-26-019983.json
- Plain text: https://secwatch.observer/filing/0001437749-26-019983.txt

## Key facts
- Equity Issuances
  LIQTECH INTERNATIONAL INC issued 3,000,000 shares of common stock to Note Holders (affiliates of Bleichroeder L.P., 21 April Fund, L.P., and 21 April Fund, Ltd.) for cancelling $3.0 million of senior promissory notes.
  - Security: common stock
  - Shares: 3,000,000 shares
  - Purchaser: Note Holders (affiliates of Bleichroeder L.P., 21 April Fund, L.P., and 21 April Fund, Ltd.)
  - Consideration: cancelling $3.0 million of senior promissory notes
  source text: On June 8, 2026, in connection with the closing of the Offering and pursuant to the Debt Cancellation Agreement, the Company issued 3,000,000 shares to the Note Holders in exchange for the Note Holders cancelling $3.0 million of senior promissory notes in a concurrent private placement.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1307579/000143774926019983/0001437749-26-019983-index.htm
- Material Agreements
  LIQTECH INTERNATIONAL INC entered into Underwriting Agreement with Konik Capital Partners, LLC, a division of T.R. Winston & Company, LLC, acting as underwriter valued at approximately $18.0 million (effective 2026-06-04).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Konik Capital Partners, LLC, a division of T.R. Winston & Company, LLC, acting as underwriter
  - Value: approximately $18.0 million
  - Effective: 2026-06-04
  source text: On June 4, 2026, LiqTech International, Inc. (the “Company”), entered into an Underwriting Agreement (the “Underwriting Agreement”) with Konik Capital Partners, LLC, a division of T.R. Winston & Company, LLC, acting as underwriter, relating to the issuance and sale of 20,000,000 shares of the Company’s common stock, par value $0.001 per share (the “Offering”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1307579/000143774926019983/0001437749-26-019983-index.htm
- Material Agreements
  LIQTECH INTERNATIONAL INC entered into Registration Rights Agreement with the Note Holders (effective 2026-06-08).
  - Action: entry
  - Counterparty: the Note Holders
  - Effective: 2026-06-08
  source text: On June 8, 2026, in connection with the Debt Cancellation Agreement, the Company and the Note Holders entered into a registration rights agreement (the “Registration Rights Agreement”), pursuant to which at any time following the closing date of the Offering, the Note Holders may request that the Company prepare and file with the Commission a Registration Statement covering the resale of the shares of common stock issued to the Note Holders pursuant to the Debt Cancellation Agreement.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1307579/000143774926019983/0001437749-26-019983-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.