---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-020391"
form_type: "8-K"
ticker: "SMSI"
cik: "0000948708"
company_name: "SMITH MICRO SOFTWARE, INC."
filed_at: "2026-06-12T12:36:22+00:00"
generated_at: "2026-06-12T12:40:09.322548+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Smith Micro raises ~$1.6M via warrant inducement; existing warrants exercised at $3.35

## Summary
- Holders exercised warrants for 487,349 shares at reduced price of $3.35 (from $5.20), raising ~$1.6M gross proceeds.
- Company issued new unregistered warrants for 487,349 shares at $3.80, exercisable immediately for 5 years.
- Proceeds to be used for working capital and general corporate purposes; closing expected June 15, 2026.
- Company to file resale registration statement for new warrant shares within 30 days.

## SEC filing metadata
- accession: 0001437749-26-020391
- form_type: 8-K
- ticker: SMSI
- cik: 0000948708
- company_name: SMITH MICRO SOFTWARE, INC.
- filed_at: 2026-06-12T12:36:22+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/948708/000143774926020391/0001437749-26-020391-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/948708/000143774926020391/smsi20260612_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-020391
- JSON: https://secwatch.observer/filing/0001437749-26-020391.json
- Plain text: https://secwatch.observer/filing/0001437749-26-020391.txt

## Key facts
- Equity Issuances
  SMITH MICRO SOFTWARE, INC. issued up to an aggregate of 487,349 shares of Common Stock of warrant to certain holders of existing Common Warrants for reduced exercise price of $3.35 per share in consideration for the Company's agreement to issue new unregistered Common Stock warrants to purchase up an aggrega.
  - Security: warrant
  - Shares: up to an aggregate of 487,349 shares of Common Stock
  - Purchaser: certain holders of existing Common Warrants
  - Consideration: reduced exercise price of $3.35 per share in consideration for the Company's agreement to issue new unregistered Common Stock warrants to purchase up an aggrega
  source text: the Holders agreed to exercise the Warrants for cash at a reduced exercise price of $3.35 per share in consideration for the Company’s agreement to issue new unregistered Common Stock warrants to purchase up an aggregate of 487,349 shares of Common Stock at an exercise price of $3.80 per share (the “Inducement Transaction”)
  evidence_url: https://www.sec.gov/Archives/edgar/data/948708/000143774926020391/0001437749-26-020391-index.htm
- Material Agreements
  SMITH MICRO SOFTWARE, INC. entered into Inducement Letter Agreements with certain holders of existing Common Warrants valued at approximately $1.6 million (effective 2026-06-11).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: certain holders of existing Common Warrants
  - Value: approximately $1.6 million
  - Effective: 2026-06-11
  source text: On June 11, 2026, Smith Micro Software, Inc., a Delaware corporation (the “Company”), entered into inducement letter agreements (collectively, the “Inducement Letter Agreements”) with certain holders (the “Holders”) of its existing Common Warrants to purchase an aggregate of 487,349 shares of the Company’s common stock
  evidence_url: https://www.sec.gov/Archives/edgar/data/948708/000143774926020391/0001437749-26-020391-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.