---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-020393"
form_type: "8-K"
ticker: "CAPS"
cik: "0000887151"
company_name: "Capstone Holding Corp."
filed_at: "2026-06-12T13:00:14+00:00"
generated_at: "2026-06-12T13:02:40.780240+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Capstone Holding enters amended equity line financing for up to $20M with Tumim Stone Capital

## Summary
- Amended and Restated Common Stock Purchase Agreement signed June 11, 2026 with Tumim Stone Capital, LLC.
- New Pre-Market VWAP Purchase (6-9am ET) and Intraday VWAP Purchase (9:01am-3:30pm ET) mechanics replace prior structure.
- Purchase price set at 97% of VWAP; each purchase capped at 1,000,000 shares or 25% of trading volume.
- Up to $20 million aggregate gross purchase price of common stock; 4,975,197 shares registered under Form S-1.
- 1,543,400 shares already issued under original agreement as of May 27, 2026.

## SEC filing metadata
- accession: 0001437749-26-020393
- form_type: 8-K
- ticker: CAPS
- cik: 0000887151
- company_name: Capstone Holding Corp.
- filed_at: 2026-06-12T13:00:14+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/887151/000143774926020393/0001437749-26-020393-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/887151/000143774926020393/caps20260611c_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-020393
- JSON: https://secwatch.observer/filing/0001437749-26-020393.json
- Plain text: https://secwatch.observer/filing/0001437749-26-020393.txt

## Key facts
- Material Agreements
  Capstone Holding Corp. amended Amended and Restated Common Stock Purchase Agreement with an accredited investor valued at $20,000,000 in aggregate gross purchase price (effective 2026-06-11).
  - Action: amendment
  - Agreement: equity purchase
  - Counterparty: an accredited investor
  - Value: $20,000,000 in aggregate gross purchase price
  - Effective: 2026-06-11
  source text: On June 11, 2026, the Company and the Investor entered into an Amended and Restated Common Stock Purchase Agreement (the "Purchase Agreement"), which amends, restates, and supersedes the Original Agreement
  evidence_url: https://www.sec.gov/Archives/edgar/data/887151/000143774926020393/0001437749-26-020393-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.