secwatch.observer — SEC 8-K summary ====================================== Issuer: Catheter Precision, Inc. (VTAK) CIK: 0001716621 Form: 8-K Filed at: 2026-07-15T21:15:00+00:00 Accession: 0001437749-26-023639 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 3.02, 3.03, 5.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Catheter Precision raises $3.47M via Series C-3 Convertible Preferred Stock issuance -------------------------------------------------------------------------------- - Issued 3,470 shares of Series C-3 Convertible Preferred at $1,000 stated value for gross proceeds of $3,470,000. - Conversion price initially $0.632 per share, subject to floor of $0.35 and anti-dilution adjustments. - Beneficial ownership limitation set at 4.99% (holder may increase to 9.99% on 61 days' notice). - Dawson James Securities acted as placement agent; proceeds for working capital, loan repayment, general corporate. - Series C-3 ranks senior to common on dividends and liquidation; conversion will dilute existing common holders. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716621/000143774926023639/0001437749-26-023639-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716621/000143774926023639/vtak20260714_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-023639 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer