secwatch.observer — SEC 8-K summary
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Issuer:     HENNESSY ADVISORS INC (HNNA)
CIK:        0001145255
Form:       8-K
Filed at:   2026-08-05T20:51:44+00:00
Accession:  0001437749-26-025953
Event type: earnings
Sentiment:  neutral
Materiality: 0.60
Item codes: 2.02, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hennessy Advisors Q3 revenue up 4% to $8.4M; EPS down 4% to $0.25; declares $0.15 dividend
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- Revenue $8.39M (+4% YoY); net income $2.0M (-6%) due to early debt redemption costs.
- Diluted EPS $0.25 vs $0.26 a year ago; average AUM $4.3B (+4%).
- Early redeemed $40.25M notes payable six months ahead of Dec 31, 2026 maturity.
- Cash net of debt $35.4M (+18%); total AUM $4.4B (+3%).
- Quarterly dividend $0.15/share, payable Sept 3, 2026 to holders of record Aug 20.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1145255/000143774926025953/0001437749-26-025953-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1145255/000143774926025953/hnna20260803c_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-26-025953

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer