---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-027806"
form_type: "8-K"
ticker: "DOMH"
cik: "0000012239"
company_name: "Dominari Holdings Inc."
filed_at: "2026-08-14T01:09:27+00:00"
generated_at: "2026-08-14T10:10:52.238601+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Dominari offers warrant holders reduced exercise price or 5:1 exchange to cut overhang

## Summary
- Inducement agreements with Series A warrant holders: exercise at $2.20/share (down from $3.72) by Sept 11, 2026, or exchange 5:1 for common stock.
- Expects ~$2.9M gross proceeds from cash exercises and ~115,000 shares issued from exchanges.
- After transactions, ~1.2M unexercised Series A warrants remain outstanding.
- Warrants originally issued Feb 14, 2025; exchange shares rely on Section 3(a)(9) exemption.

## SEC filing metadata
- accession: 0001437749-26-027806
- form_type: 8-K
- ticker: DOMH
- cik: 0000012239
- company_name: Dominari Holdings Inc.
- filed_at: 2026-08-14T01:09:27+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/12239/000143774926027806/0001437749-26-027806-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/12239/000143774926027806/domh20260813_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-027806
- JSON: https://secwatch.observer/filing/0001437749-26-027806.json
- Plain text: https://secwatch.observer/filing/0001437749-26-027806.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.