secwatch.observer — SEC 8-K summary ====================================== Issuer: Capstone Holding Corp. (CAPS) CIK: 0000887151 Form: 8-K Filed at: 2026-08-27T01:30:34+00:00 Accession: 0001437749-26-029046 Event type: other_material Sentiment: positive Materiality: 0.75 Item codes: 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Capstone publishes FAQ: 75% of convertible notes retired, $1.72M left, 21.75M shares -------------------------------------------------------------------------------- - 75% of original convertible note principal retired; ~$1.72M remains as of Aug 25, 2026; conversion price cut to $0.2949. - Share count 21,754,795 as of Aug 25; 6.8M restricted shares to insiders (31% of outstanding). - Q2 net sales $21.5M (+67% YoY), gross profit $6.0M (+92%), operating income $432K vs loss $260K. - Stone Business Adjusted EBITDA $2.0M in Q2 (9.4% margin), up 126% YoY; full-year guidance reaffirmed. - Notes mature Aug 29 and Oct 22, 2026; company seeks refinancing, expects to fund via operating cash flow and credit. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/887151/000143774926029046/0001437749-26-029046-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/887151/000143774926029046/caps20260826c_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-029046 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer