---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-029183"
form_type: "8-K"
ticker: "EVTV"
cik: "0001563568"
company_name: "Envirotech Vehicles, Inc."
filed_at: "2026-08-28T20:15:49+00:00"
generated_at: "2026-08-28T20:18:34.822312+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Azio AI receives Nasdaq notice for merger shareholder approval breach; remediated after officer removals

## Summary
- Received Nasdaq letter on Aug 28, 2026 for failure to obtain shareholder approval under Rule 5635(b) for merger closed July 2, 2026.
- Nasdaq deemed deficiency remediated after Board removed four Azio AI officers (Yu, Shiue, Chen, Yang) on Aug 27, 2026; matter closed.
- Chris Young continues as CEO; Simon Yu removed as President and executive officer but remains employed.
- No immediate impact on Nasdaq Capital Market listing; other listing requirements still apply.

## SEC filing metadata
- accession: 0001437749-26-029183
- form_type: 8-K
- ticker: EVTV
- cik: 0001563568
- company_name: Envirotech Vehicles, Inc.
- filed_at: 2026-08-28T20:15:49+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.01, 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1563568/000143774926029183/0001437749-26-029183-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1563568/000143774926029183/adom20260828_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-029183
- JSON: https://secwatch.observer/filing/0001437749-26-029183.json
- Plain text: https://secwatch.observer/filing/0001437749-26-029183.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.