---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-26-031152"
form_type: "8-K"
ticker: "PNBK"
cik: "0001098146"
company_name: "PATRIOT NATIONAL BANCORP INC"
filed_at: "2026-09-24T20:33:26+00:00"
generated_at: "2026-09-24T20:34:08.299817+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Patriot National Bancorp raises ~$5.5M in registered direct offering of common stock and warrants

## Summary
- Issued 4,782,608 voting common shares at $1.15/share and 956,522 five-year warrants exercisable at $1.25 per share.
- Gross proceeds ~$5.5M; estimated offering expenses $350,000; no underwriter or placement agent.
- Proceeds to be invested in wholly-owned bank subsidiary Patriot Bank, N.A. and for general corporate purposes.
- Warrants exercisable no earlier than six months after closing, subject to Non-Control Conditions.

## SEC filing metadata
- accession: 0001437749-26-031152
- form_type: 8-K
- ticker: PNBK
- cik: 0001098146
- company_name: PATRIOT NATIONAL BANCORP INC
- filed_at: 2026-09-24T20:33:26+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1098146/000143774926031152/0001437749-26-031152-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1098146/000143774926031152/pnbk20260923c_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-26-031152
- JSON: https://secwatch.observer/filing/0001437749-26-031152.json
- Plain text: https://secwatch.observer/filing/0001437749-26-031152.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.