secwatch.observer — SEC 8-K summary ====================================== Issuer: Nuo Therapeutics, Inc. (AURX) CIK: 0001091596 Form: 8-K Filed at: 2026-10-06T20:57:28+00:00 Accession: 0001437749-26-032242 Event type: debt Sentiment: neutral Materiality: 0.75 Item codes: 1.01, 2.03, 3.02, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Nuo Therapeutics closes $325,000 Second Funding, reaching $2,000,000 total loan funding -------------------------------------------------------------------------------- - Nuo Therapeutics received the $325,000 Second Funding on October 6, 2026, bringing aggregate Lender funding under the Loan Agreement to $2,000,000. - The Second Closing Date was moved from September 30 to October 6, 2026 via an Assignment, Joinder, and Amendment No. 1. - Scott M. Pittman, a director and >10% beneficial owner, assumed $25,000 and received warrants for 4,500 shares, 458 prepayment shares, and up to 2,750 interest shares. - Second Notes bear 12% annual interest, mature December 31, 2028, and Assuming Lenders received warrants for 18,000 shares plus 1,832 prepayment shares. - Three new unaffiliated lenders joined, and four Assuming Lenders took the assigned $100,000 Second Funding commitment in equal $25,000 portions. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1091596/000143774926032242/0001437749-26-032242-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1091596/000143774926032242/aurx20261006c_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-032242 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer