secwatch.observer — SEC 8-K summary ====================================== Issuer: Capstone Holding Corp. (CAPS) CIK: 0000887151 Form: 8-K Filed at: 2026-10-13T13:00:17+00:00 Accession: 0001437749-26-032507 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 1.01, 3.03, 5.03, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Capstone completes Delaware-to-Nevada redomicile; 1:1 share conversion, market effective Oct 15 -------------------------------------------------------------------------------- - Capstone Holding Corp. (Delaware) merged into its wholly owned Nevada subsidiary at 12:01 a.m. PT Oct 9, 2026; Capstone NV survives. - Each share of common and preferred stock converted 1:1 into Capstone NV shares; par value stays $0.0005 and certificates need not be exchanged. - Officers and directors, including CEO Matthew E. Lipman, continue unchanged; options, warrants and convertible notes assumed on equivalent terms. - Stockholder rights now governed by Nevada law and new Nevada Articles/Bylaws rather than the DGCL and prior charter documents. - Merger intended as a tax-free reorganization under IRC Section 368(a)(1)(F); market effective date Oct 15, 2026; ticker CAPS on Nasdaq. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/887151/000143774926032507/0001437749-26-032507-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/887151/000143774926032507/caps20261013_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-032507 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer