secwatch.observer — SEC 8-K summary ====================================== Issuer: Capstone Holding Corp. (CAPS) CIK: 0000887151 Form: 8-K Filed at: 2026-10-21T21:16:25+00:00 Accession: 0001437749-26-033134 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 5.03, 7.01, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Capstone Holding sets 1-for-30 reverse split effective Oct. 19, cutting shares to ~917,898 from ~27.5M -------------------------------------------------------------------------------- - Reverse split effective 12:01 a.m. ET Oct. 19, 2026; every 30 shares combined into one, par value unchanged at $0.0005. - Outstanding shares fall from ~27,536,950 (Oct. 8, 2026) to ~917,898; cash paid in lieu of fractional shares at the $2.72 closing price. - Stock continues on Nasdaq under ticker CAPS with new CUSIP 14068E307; Computershare Trust Company, N.A. is exchange agent. - Ratio set by the Board within the 1-for-5 to 1-for-50 range stockholders approved at the June 18, 2026 annual meeting. - Exercise/conversion prices and share counts for equity awards, warrants and the senior secured convertible note adjust per their terms; authorized shares unchanged. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/887151/000143774926033134/0001437749-26-033134-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/887151/000143774926033134/caps20261021_8k.htm HTML page: https://secwatch.observer/filing/0001437749-26-033134 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer